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SEBI (Investment Advisers) Regulations, 2013
Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 for last and current financial year are as under :
Sr. No Financial Year Compliance Audit Status Remarks, If any 1 FY 2021-22 Conducted 2 FY 2022-23 Conducted 3 FY 2023-24 Conducted 3 FY 2024-25 Conducted SEBI(Research Analysts)Regulations, 2014
Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 25(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (RESEARCH ANALYST) REGULATIONS, 2014 for last and current financial year are as under:
Sr. No Financial Year Compliance Audit Status Adverse findings, if any 1 FY 2024-25 Conducted Action Taken Report Submitted
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- a. Financial year ended March 31, 2020 (Click here)
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